Client acceptance: Client due diligence, ethics and other considerations

by Steve Collings

  • Client acceptance
  • Client due diligence
  • Ethics
  • Audit

15 mins
Course status: Not started
Released in March 2025
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ISQM (UK) 1: Monitoring and remediation

by John Selwood

  • Where are we now?
  • Monitoring & remediation
  • QAD feedback
  • FRC feedback





35 mins
Course status: Not started
Released in February 2025
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Revised Audit Regulations

by John Selwood

  • Overview
  • Super-majorities
  • Responses
  • Other changes



25 mins
Course status: Not started
Released in December 2024
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Audit Regulations – Integrity and Independence

by Edward Rands

  • Background
  • Fit and proper
  • Integrity
  • Independence

35 mins
Course status: Not started
Released in December 2024
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Engagement letters for group and entity audits

by Lizzie Morris

  • Purpose
  • Contents
  • Audit preconditions
  • Limitation of liability



20 mins
Course status: Not started
Released in December 2024
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ISQM (UK) - One year on

by Edward Rands

  • Revisit the basics
  • Understand Quality Management
  • Undertake Monitoring and Remediation
  • Apply Root Cause Analysis

30 mins
Course status: Not started
Released in February 2024
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Root cause analysis — practical points

by John Selwood

  • ISQM (UK) 1 requirement
  • Identifying deficiencies
  • Evaluating deficiencies
  • Tips for useful RCA

15 mins
Course status: Not started
Released in September 2023
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